2022-10-25 CPD: 內地金融監管歷史沿革及近年監管態勢簡析

SAMLAW Online CPD Course :
內地金融監管歷史沿革及近年監管態勢簡析
(CPD 1 hour / 1 CPD point being applied for)

 

Speaker

:

譚暢小姐
珠海華潤銀行法律合規總經理

Date

:

25/10/2022 (Tuesday)

Time

:

03:00 – 04:00 p.m.

Venue

:

Zoom meeting

(Meeting ID and password shall be

provided after successful registration)

Language

:

Putonghua

Fee

:

Free for SAMLAW members,
HK$1,000 each for non-members       


Seats are prioritized for SAMLAW members. Enrolments will be accepted on a first-come-first-served basis.
For existing members, the Nov 2021- Oct 2022 membership fee is HK$600.
Newly joined members are
required to pay the one-off subscription fee of HK$100 and the said annual membership fee of HK$600. Membership Application Form is attached.
Non-members are required to pay the course fee of HK$1,000 each time.  
Payment method: A crossed cheque payable to “The Small and Medium Law Firms Association of Hong Kong” or “香港中律協” (mailing address: Unit A, 7/F, Chun Wo Commercial Centre, No.25, Wing Wo Street, Sheung Wan, Hong Kong).

 

Remarks:
·CPD 1 hour / 1 CPD point being applied for.
·Confirmation will be sent to the participants once reservation is made, reservation is NOT transferable.
·If you have not received SMS confirmation on your registration on or before 22/10/2022,
  your registration herein is/ will be considered as unsuccessful.
·Members who have not registered in advance will NOT be able to obtain any CPD point.
·Should there be any dispute, SAMLAW’s decision shall be final.

 

How to register for the course:
1. Please submit the online registration form at https://wj.qq.com/s2/10941488/1300/
(Access to the online registration form by scanning the QR code as below); or

20221025
2. By fax the reply slip to 3157-0856; or
3. By email the reply slip to Email住址會使用灌水程式保護機制。你需要啟動Javascript才能觀看它
on or before 18/10/2022 for registration.

 

Course Outline:
1.內地金融監管歷史沿革
1.1.內地金融監管機構構成及歷史沿革;
1.2.近年全國金融工作會議及經濟工作會議內容簡介;
1.3.央行及銀保監會主要職責簡介
2.近年監管態勢簡析(以銀行機構爲例)
2.1.金融監管法律法規體系簡介;
2.2.近5年銀保監會專項治理情况;
2.3.近5年監管行政處罰情况;
2.4.2020-2022年金融監管態勢簡析

 

registration form
Reply Slip

SAMLAW CPD Yearly Plan 2022 Promotion